Adviser Associate (Parramatta NSW)

The Company   

A fast-growing boutique financial planning firm based in Parramatta. We are committed to creating a comfortable working environment for a team of young professionals striving to make a difference.

  • Mentoring from an experienced adviser
  • Practical on-the-job training
  • Sponsorship of further education related to position

Career opportunity in 2-3 years. Become a:

  • Financial Adviser
  • Mortgage Broker

The Role

Your focus will be supporting the Financial Planner in providing excellent client service and administrative support to them and their clients. Your major focus areas will include but are not limited to:

  • Maintain CRM database and assist clients with general enquiries as well as uphold compliant procedures within the practice
  • Sit into client meetings with the financial adviser and take comprehensive notes
  • Liaise with clients on behalf of the financial adviser and providing general advice where possible
  • Conduct market research and product comparisons for superannuation, insurance, retirement, and investment products
  • Evaluate and research individual client needs, investment strategies and risk profiles to assist the development of tailored strategies
  • Producing compliant high quality SOAs with proficiency
  • Prepare appropriate paperwork and forms required for fact find and SOAs meetings
  • Take ownership of implementation of the advice by preparing and lodging applications as well as follow up cases with superannuation funds and insurance providers

Skills, Experience and Qualifications

  • Fluent in Mandarin speaking is essential
  • 1-2 years’ previous experience in a similar role
  • Diploma of Financial Planning (RG146) is preferred but not essential
  • Experience with COIN software preferred but not essential
  • Excellent analytical and problem solving skills with high attention to detail
  • Desire for ongoing self-development & education